AVI Capital, L.P.
One First Street, Suite 12
Los Altos, CA 94022
tel: (650) 949-9862
fax: (650) 949-8510
Preferred Investment Size: $1,000,000
Investment Policy: Equity Only
Investment Type: Seed, Early Stage
Industry Preference: High Technology and electronic deals only
Geographic Preference: West Coast, CA
Allied Business Investors, Inc.
428 South Atlantic Blvd., Suite 201
Monterey Park, CA 91754
tel: (626) 573-3655
fax: (626) 573-3720
Preferred Investment Size: $50,000
Investment Policy: Loans Only
Investment Type: Early Stage
Industry Preference: Diversified
Geographic Preference: Los Angeles
Ally Finance Corp.
14011 Park Avenue, Suite 310
Beverly Hills, CA 92392
tel: (760) 241-7025
fax: (760) 241-8232
Preferred Investment Size: up to $500,000
Investment Policy: Loans and/or Equity
Investment Type: Seed, Early, Expansion, Later Stage
Industry Preference: advertising, construction, Telecom
Geographic Preference: National
Asian American Capital Corp.
1251 West Tennyson Road
Suite #4
Hayward, CA 94544
tel: (510) 887-6888
fax: (510) 887-6897
Aspen Ventures West II, L.P.
1000 Fremont Avenue, Suite V
Los Altos, CA 94024
tel: (650) 917-5670
fax: (650) 917-5677
Preferred Investment Size: $500,000 to $2.5 Mil
Investment Policy: Equity
Investment Type: Early Stage
Industry Preference: Information Technology
Geographic Preference: Western U. S.
BankAmerica Ventures
950 Tower Lane, Suite 700
Foster City, CA 94404
tel: (650) 378-6000
fax: (650) 378-6040
BankAmerica Ventures
(Main Office: Foster City, CA)
5 Palo Alto Square, Suite 938
Palo Alto, CA 94306
tel: (650) 424-8011
fax: (650) 424-6830
Bay Partners SBIC, L.P.
10600 North De Anza Blvd.
Suite 100
Cupertino, CA 95014
tel: (408) 725-2444
fax: (408) 446-4502
Bentley Capital
592 Vallejo Street, Suite #2
San Francisco, CA 94133
tel: s415) 362-2868
fax: (415) 398-8209
Preferred Investment Size: $200,000
Investment Policy: Loans and Equity
Investment Type: Early Stage, Expansion
Industry Preference: Mfg., Hi-Tech, Import/Export, Wholesale
Geographic Preference: Western US
Canaan SBIC, L.P.
(Main Office: Rowayton, CT)
2884 Sand Hill Road
Menlo Park, CA 94025
tel: (650) 854-8082
fax: (650) 854-8127
Citicorp Venture Capital, Ltd.
(Main Office: New York, NY)
2 Embarcadero Place
2200 Geny Road, Suite 203
Palo Alto, CA 94303
tel: (650) 424-8000
Draper Associates, LP
400 Seaport Court, Suite 250
Redwood City, CA 94063
tel: (650) 599-9000
fax: (650) 599-9726
Far East Capital Corp.
350 South Grand Av, 41st Floor
Los Angeles, CA 90012
tel: (213) 830-2427
fax: (213) 830-2415
Preferred Investment Size: $250,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: California
Fulcrum Venture Capital Corp.
300 Corporate Pointe, Suite 380
Culver City, CA 90230
tel: (310) 645-1271
fax: (310) 645-1272
Hall, Morris & Drufva II, L.P.
26161 La Paz Road, Suite E
Mission Viejo, CA 92691
tel: (714) 707-5096
fax: (714) 707-5121
Kline Hawkes California SBIC, LP
11726 San Vicente Blvd.
Suite 300
Los Angeles, CA 90049
tel: (310) 442-4700
fax: (310) 442-4707
LaiLai Capital Corp.
223 E. Garvey Avenue, Suite 228
Monterey Park, CA 91754
tel: (626) 333-5420
fax: (626) 333-5421
Preferred Investment Size: $150,000
Investment Policy: Loans and Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: California
Magna Pacific Investments
Cynthia Jopanda, President
330 North Brand Boulevard, Suite 670
Glendale, CA 91203
tel: (818) 547-0809
fax: (818) 547-9303
Preferred Investment Size: $300,000
Investment Policy: Loan and/or Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Hi-Tech, Medical, Wholesale, Retail
Geographic Preference: National
Marwit Capital Corp.
180 Newport Center Drive
Suite 200
Newport Beach, CA 92660
tel: (949) 640-6234
fax: (949) 720-8077
Preferred Investment Size: $500,000 to $2 Mil.
Investment Policy: Subordinated Debt with Equity
Investment Type: Expansion, Acquisitions, Buyouts
Industry Preference: Diversified
Geographic Preference: Western U.S.
Merrill Pickard Anderson & Eyre
2480 Sand Hill Road, Suite 200
Menlo Park, CA 94025
tel: (415) 854-8600
fax: (415) 854-0345
Novus Ventures, L.P.
20111 Stevens Creek Boulevard
Suite 130
Cupertino, CA 95014
tel: (408) 252-3900
fax: (408) 252-1713
Preferred Investment Size: $400,000 to $2 Mil.
Investment Policy: Equity Investments
Investment Type: Early Stage, Expansion
Industry Preference: Information Technology
Geographic Preference: Western U.S.
Opportunity Capital Corp.
2201 Walnut Avenue, Suite 210
Fremont, CA 94538
tel: (510) 795-7000
fax: (510) 494-5439
Preferred Investment Size: $3 Mil.
Investment Policy: Debt with Warrants, Equity
Investment Type: Expansion, Later Stage, Acquisitions
Industry Preference: Mfg., Telecommunications, Healthcare, Technology
Geographic Preference: West Coast, National
Opportunity Capital Partners II, L.P.
2201 Walnut Avenue, Suite 210
Fremont, CA 94538
tel: (510) 795-7000
fax: (510) 494-5439
Preferred Investment Size: $1,500,000
Investment Policy: Debt with Warrants, Equity
Investment Type: Expansion, Later Stage, Acquisitions
Industry Preference: Mfg., Telecommunications, Healthcare
Geographic Preference: West Coast, National
Pacific Mezzanine Fund, L.P.
2200 Powell St., Suite 1250
Emeryville, CA 94608
tel: (510) 595-9800
fax: (510) 595-9801
Preferred Investment Size: $2 to $5 Million
Investment Policy: Loans with Equity Features
Investment Type: Expansion, Later Stage, Buyout
Industry Preference: Diversified
Geographic Preference: Western US
Positive Enterprises, Inc.
1489 Webster Street, Suite 228
San Francisco, CA 94115
tel: (415) 885-6600
fax: (415) 928-6363
Preferred Investment Size: up to $150,000
Investment Policy: Loans, Equity
Investment Type: Expansion, Early Stage, Later Stage
Industry Preference: Diversified, Sr. Home Care/Rest Home, Mfg, Light Ind.
Geographic Preference: North, Regional
Ritter Partners
150 Isabella Avenue
Atherton, CA 94027
tel: (650) 854-1555
fax: (650) 854-5015
San Joaquin Business Investment Group Inc
1900 Mariposa Mall, Suite 100
Fresno, CA 93721
tel: (559) 233-3580
fax: (559) 485-3737
Preferred Investment Size: $100,000 to $300,000
Investment Policy: Loans and Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: West Coast
Sorrento Growth Partners I, L.P.
4225 Executive Square
Suite 1450
San Diego, CA 92037
tel: (858) 452 3100
fax: (858) 452 7607
Preferred Investment Size: $750,000 to $2 Mil.
Investment Policy: Equity Only
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Med./Health, Comm./Electronics, Special Retail
Geographic Preference: Southern California
Sundance Venture Partners, L.P.
100 Clocktower Place, Suite 130
Carmel, CA 93923
tel: (831) 625-6500
fax: (831) 625-6590
Union Venture Corp.
445 South Figueroa Street
P.O. Box 3100
Los Angeles, CA 90071
tel: (213) 236-4092
fax: (213) 629-5328
Preferred Investment
nt Size: $500,000 to $1.5 Mil
Investment Policy: Debt or Equity
Investment Type: Later Stage
Industry Preference: Radio/TV Stations, Retail, Asset Based
Geographic Preference: National
Wells Fargo Capital Company
600 California Street, Suite 1700
San Francisco, CA 94108
tel: (415) 391-5600
fax: (415) 397-2744
Walden-SBIC, L.P.
750 Battery Street, 7th Floor
San Francisco, CA 94111
tel: (415) 391-7225
fax: (415) 391-7262
Preferred Investment Size: $3,000,000
Investment Policy: Equity
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Diversified
Geographic Preference: Western Region
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Colorado
Stifel Nicholaus Fund, L.P.
1125 17th Street, Suite 1600
Denver, CO 80202
tel: (303) 291-5209
fax: (303) 296-0014
Preferred Investment Size: $1 to $3 Million
Investment Policy: Debt with Equity Features
Investment Type: Later Stage
Industry Preference: Diversified
Geographic Preference: Rocky Mt., Mid-West
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Connecticut
AB SBIC, Inc.
275 School House Road
Cheshire, CT 06410
tel: (203) 272-0203
fax: (203) 272-9978
Canaan SBIC, L.P.
105 Rowayton Avenue
Rowayton, CT 06853
tel: (203) 855-0400
fax: (203) 854-9117
Preferred Investment Size: $2,000,000
Investment Policy: Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Central Texas SBI Corp.
One Canterbury Green
201 Broad Street, 2nd Floor
Stamford, CT 06901
tel: (203) 352-4056
fax: (203) 352-4184
First New England Capital, LP
100 Pearl Street
Hartford, CT 06103
tel: (860) 293-3333
fax: (860) 293-3338
Preferred Investment Size: $50,000 to $1 Mil.
Investment Policy: Loans/Equity
Investment Type: Expansion, Later Stage
Industry Preference: Manufacturing, Distribution
Geographic Preference: Northeast
Marcon Capital Corp.
10 John Street
Southport, CT 06490
tel: (203) 259-7233
fax: (203) 259-9428
Preferred Investment Size: $160,000
Investment Policy: Loans secured by R.E.
Investment Type: Consider All Stages
Industry Preference: Diversified
Geographic Preference: North & Regional
RFE Capital Partners, L.P.
36 Grove Street
New Canaan, CT 06840
tel: (203) 966-2800
fax: (203) 966-3109
RFE Investment Partners V, L.P.
36 Grove Street
New Canaan, CT 06840
tel: (203) 966-2800
fax: (203) 966-3109
Preferred Investment Size: $5 - $9 Million
Investment Policy: Prefer Equity Investments
Investment Type: Later Stage, Expansion, Acquisitions
Industry Preference: Manufacturing & Services
Geographic Preference: National, Eastern US
TSG Ventures, Inc.
1077 Broad Street, 12th floor
Stamford, CT 06901
tel: (203) 541-1500
fax: (203) 541-1590
Preferred Investment Size: 50-200 Mil.
Investment Policy: Equity
Investment Type: Expansion, Later Stage, Acquisition, growth, finance
Industry Preference: Diversified
Geographic Preference: National
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District of Columbia
Allied Capital Financial Corp.
1919 Pennsylvania Av NW
Washington, DC 20006
tel: (202) 331-1112
fax: (202) 659-2053
Preferred Investment Size: $5-$30 Mil.
Investment Policy: Loans and Equity Investments
Investment Type: Later Stage, Later Stage, LBO, MBO
Industry Preference: Diversified, Wholesale, Manufacturing, Retail
Geographic Preference: National
Allied Investment Corp.
1919 Pennsylvania Av, NW, 3d floor
Washington, DC 20006
tel: (202) 331-1112
fax: (202) 659-2053
Preferred Investment Size: $2 to $8 Million
Investment Policy: Loans and Equity Investments
Investment Type: Later Stage, Later Stage, LBO, MBO
Industry Preference: Diversified, Manufacturing, Wholesale, Retail
Geographic Preference: National
Allied Investment Corp. II
1666 K Street, N.W., Suite 901
Washington, DC 20006
tel: (202) 331-1112
fax: (202) 659-2053
Preferred Investment Size: $2 to $8 Million
Investment Policy: Sub. Debt w/Warrants
Investment Type: Expansion, Buyouts, Acquisition
Industry Preference: Diversified, Manufacturing, Wholesale, Retail
Geographic Preference: National
Broadcast Capital, Inc.
1700 K Street, NW, Suite 405
Washington, DC 20006
tel: (202) 496-9250
fax: (202) 496-9259
Preferred Investment Size: $400,000 to $500,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Broadcast Radio Stations
Geographic Preference: National
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Florida
BAC Investment Corp.
6600 N.W. 27th Avenue
Miami, FL 33147
tel: (305) 650-8672
fax: (305) 693-7450
Preferred Investment Size: $150,000
Investment Policy: Loans
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: South
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Georgia
First Growth Capital, Inc.
P.O. Box 815
I-75 & GA 42, Best Western Plaza
Forsyth, GA 31029
tel: (912) 994-9260
fax: (912) 994-1280
Preferred Investment Size: $200,000
Investment Policy: Sub Debt w/Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: National
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Hawaii
Bancorp Hawaii SBIC
111 South King Street, Suite 1060
Honolulu, HI 96813
tel: (808) 537-8613
fax: (808) 521-7602
Pacific Venture Capital, Ltd.
222 South Vineyard Street, PH.1
Honolulu, HI 96813
tel: (808) 521-6502
fax: (808) 521-6541
Preferred Investment Size: $200,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified, technology
Geographic Preference: Regional
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Illinois
ABN AMRO Capital (USA) Inc.
135 South LaSalle Street
Chicago, IL 60674
tel: (312) 904-6445
fax: (312) 904-6376
Continental Illinois Venture Corp.
231 South LaSalle Street
Chicago, IL 60697
tel: (312) 828-8023
fax: (312) 987-0887
Preferred Investment Size: $5 to $25 Million
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National, Globally
Heller Equity Capital Corp.
500 West Monroe Street
Chicago, IL 60661
tel: (312) 441-7200
fax: (312) 441-7378
Peterson Finance and Investment Company
3300 West Peterson Avenue, Suite A
Chicago, IL 60659
tel: (773) 539-0502
fax: (773) 583-6714
Polestar Capital, Inc.
180 N. Michigan Avenue, Suite 1905
Chicago, IL 60601
tel: (312) 984-9875
fax: (312) 984-9877
Preferred Investment Size: $1-$3 Mil
Investment Policy: Primarily Equity
Investment Type: Early to Later Stages
Industry Preference: IT, Software
Geographic Preference: National
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Indiana
1st Source Capital Corp.
100 North Michgan Street
South Bend, IN 46601
Mail: P.O. Box 1602; South Bend 46634
tel: (219) 235-2180
fax: (219) 235-2227
Cambridge Ventures, LP
4181 E 96th Street, Suite 200
Indianapolis, IN 46240
tel: (317) 843-9704
fax: (317) 844-9815
Preferred Investment Size: $100,00 to $750,000
Investment Policy: Sub Debt and/or Equity
Investment Type: Expansion, Acquisition
Industry Preference: Diversified, Manufacturing
Geographic Preference: Mid-West
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Iowa
MorAmerica Capital Corp.
101 2nd Street, SE
Suite 800
Cedar Rapids, IA 52401
tel: (319) 960-1771
fax: (319) 363-9683
Preferred Investment Size: $500,000 to $1 Mill.
Investment Policy: Sub Debt or Pref Stock-Warrant
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
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Kansas
Kansas City Equity Partners
4200 Somerset Drive, Suite 101
Prairie Village, KS 66208
tel: (913) 649-1771
fax: (913) 649-2125
Preferred Investment Size: $500,000 to $2 Mil.
Investment Policy: Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Mid-West
Kansas Venture Capital, Inc.
6700 Antioch Plaza, Suite 460
Overland Park, KS 66204
tel: (913) 262-7117
fax: (913) 262-3509
Preferred Investment Size: $750,000 to $1.5 Mil
Investment Policy: Equity
Investment Type: All Stages - No Seed
Industry Preference: Diversified
Geographic Preference: National
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Kentucky
Equal Opportunity Finance, Inc.
4185 Algonquin Parkway
Louisville, KY 40211
tel: (502) 775-1506
fax: (502) 778-7327
Preferred Investment Size: $50,000 to $150,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: OH, KY, WV, IN
Mountain Ventures, Inc.
P.O. Box 1738, 362 Old Whitley Road
London, KY 40743
tel: (606) 864-5175
fax: (606) 864-5194
Preferred Investment Size: $100,000 to $250,000
Investment Policy: Loan, Debt and Equity
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Diversified
Geographic Preference: Southeast Kentucky
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Maine
North Atlantic Venture Fund II, L.P.
2 City Centre, 5th floor
Portland, ME 04101
tel: (207) 772-1001
fax: (207) 772-3257
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Maryland
Anthem Capital, L.P.
16 S. Calvert Street, Suite 800
Baltimore, MD 21202
tel: (410) 625-1510
fax: (410) 625-1735
Security Financial and Investment Corp.
7720 Wisconsin Avenue, Suite 207
Bethesda, MD 20814
tel: (301) 951-4288
fax: (301) 951-9282
Syncom Capital Corp.
8401 Colesville Road, #300
Silver Spring, MD 20910
tel: (301) 608-3203
fax: (301) 608-3307
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Massachusetts
The Argonauts MESBIC Corp.
929 Worcester Road
Framingham, MA 01701
tel: (508) 820-3430
fax: (508) 872-3741
BancBoston Ventures, Incorporated
175 Federal Street
Mail: P.O. Box 2016 Stop 01-31-08
Boston, MA 02110
tel: (617) 434-2442
fax: (617) 434-1153
Business Achievement Corp.
1172 Beacon Street, Suite 202
Newton, MA 02161
tel: (617) 965-0550
fax: (617) 345-7201
Chestnut Street Partners, Inc.
75 State Street, Suite 2500
Boston, MA 02109
tel: (617) 345-7220
fax: (617) 345-7201
Commonwealth Enterprise Fund Inc.
100 City hall plaza, Suite 3300
Boston, MA 02108
tel: (617) 523-6262
fax: (617) 523-7676
Preferred Investment Size: $200,000 to $300,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage, Buyouts
Industry Preference: Diversified
Geographic Preference: Northeast
Geneva Middle Market Investors, L.P.
20 William Street, Suite 250
Wellesley, MA 02181
tel: (781) 237-7001
fax: (781) 237-7233
Mezzanine Capital Corp.
75 State Street, Suite 2500
Boston, MA 02109
tel: (617) 345-7200
fax: (617) 345-7201
Northeast SBI Corp.
130 NewMarket Square, Suite 1
Boston, MA 02118
tel: (617) 445-2100
fax: (617) 442-0101
Northwest Venture Partners
(Main Office: Minneapolis, MN)
40 William Street, Suite 305
Wellesley, MA 02181
tel: (781) 237-5870
fax: (781) 237-6270
Norwest Equity Partners IV
(Main Office: Minneapolis, MN)
40 William Street, Suite 305
Wellesley, MA 02181
tel: (617) 237-5870
fax: (617) 237-6270
Norwest Growth Fund, Inc.
(Main Office: Minneapolis, MN)
40 William Street, Suite 305
Wellesley, MA 02181
tel: (617) 237-5870
fax: (617) 237-6270
Seacoast Capital Partners, L.P.
55 Ferncroft Road
Danvers, MA 01923
tel: (978) 750 1310
fax: (978) 750 1301
Preferred Investment Size: $1 to $6 Million
Investment Policy: Loans and Equity Investments
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Medallion Funding corp.
(Main Office: New York, NY)
45 Newbury Street, Suite 207
Boston, MA 02116
tel: (617) 536-0344
fax: (617) 536-0344
CitizenCapital
28 State street
Boston, MA 02108
tel: (617) 725-5635
fax: (617) 725-5630
Preferred Investment Size: $300,000
Investment Policy: Loans and/or Equity
Investment Type: Seed, Early Stage
Industry Preference: Diversified
Geographic Preference: Regional
Zero Stage Capital V, L.P.
Kendall Square
1010 Main Street, 17th Floor
Cambridge, MA 02142
tel: (617) 876-5355
fax: (617) 876-1248
Preferred Investment Size: $200,000 to $500,000
Investment Policy: Early & Later Stage, Expansion
Investment Type: Equity
Industry Preference: IT, Biotech, Computer Hardware & Software, Energy
Geographic Preference: Northeast corridor of US
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Michigan
Capital Fund, Inc.
6412 Centurion Drive Suite 150
Lansing, MI 48917
tel: (517) 323-7772
fax: (517) 323-1999
Preferred Investment Size: $200,000 to $500,000
Investment Policy: Loans
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Michigan
Dearborn Capital Corp.
c/o Ford Motor Credit Corp.
The American Road
Dearborn, MI 48121
tel: (313) 337-8577
fax: (313) 248-1252
White Pines Capital Corp.
2929 Plymouth Road, Suite 210
Ann Arbor, MI 48105
tel: (313) 747-9401
fax: (313) 747-9704
Preferred Investment Size: $1-$5 Mil.
Investment Policy: Stock, equity
Investment Type: Expansion, growth
Industry Preference: Manufacturing, Retail, Value-added, Life Sciences, Biotech, Telecom, IT, Internet
Geographic Preference: Midwest
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Minnesota
FBS SBIC, L.P.
First Bank Place
601 Second Aveune South, 16th Floor
Minneapolis, MN 55402
tel: (612) 973-0988
fax: (612) 973-0203
Milestone Growth Fund, Inc.
75 South 5th St., Suite 705
Minneapolis, MN 55402
tel: (612) 338-0090
fax: (612) 338-1172
Preferred Investment Size: $150,000
Investment Policy: Loans, Loans with Warrants, Equity with Debt
Investment Type: Expansion, Early Stage
Industry Preference: Diversified
Geographic Preference: National
Northwest Venture Partners
3600 IDS center 80 S, 8th street
Minneapolis, MN 55402
tel: (612) 215-1600
fax: (612) 215-1601
Preferred Investment Size: $3 to $15 Million
Investment Policy: Equity
Investment Type: Start-Up, Expansion, Later Stage
Industry Preference: Software, Communications Services, Equipment, Internet, Electronics
Geographic Preference: National
Piper Jaffray Healthcare Capital L.P.
222 South 9th Street
Minneapolis, MN 55402
tel: (612) 342-6335
fax: (612) 342-1036
Preferred Investment Size: $750,000 to $1.5 Million
Investment Policy: Equity Only
Investment Type: Early Stage, Later Stage, Expansion
Industry Preference: Medical/Healthcare
Geographic Preference: National
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Mississippi
Sun-Delta Capital Access Center, Inc.
819 Main Street
Greenville, MS 38701
tel: (662) 335-5291
fax: (662) 335-5295
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Missouri
Bankers Capital Corp.
3100 Gillham Road
Kansas City, MO 64109
tel: (816) 531-1600
fax: (816) 531-1334
Preferred Investment Size: $100,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Mid-West
CFB Venture Fund I, Inc.
11 South Meramec, Suite 1430
St. Louis, MO 63105
tel: (314) 746-7427
fax: (314) 746-8739
CFB Venture Fund II, LP
11 South Meramec, Suite 1430
St. Louis, MO 63105
tel: (314) 746-7427
fax: (314) 746-8739
Preferred Investment Size: $500,000 to $3 Million
Investment Policy: Debt or Preferred Stock
Investment Type: Buyouts, Expansion, Later Stage, MBO, LBO
Industry Preference: Diversified
Geographic Preference: Mid-West
Gateway Partners, L.P.
8000 Maryland Avenue, Suite 1190
St. Louis, MO 63105
tel: (314) 721-5707
fax: (314) 721-5135
MorAmerica Capital Corp.
(Main Office: Cedar Rapids, IA)
911 Main Street, Suite A 2424
Commerce Tower Building
Kansas City, MO 64105
tel: (816) 842-0114
fax: (816) 471-7339
United Missouri Capital Corp.
1010 Grand Blvd
Mail: P.O. Box 419226
Kansas City, MO 64141
tel: (816) 860-7914
fax: (816) 860-7143
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Nebraska
United Financial Resources Corp.
7401 "F" Street
Omaha, NE 68127
Mail: P.O. Box 1131; Omaha, NE 68101
tel: (402) 339-7300
fax: (402) 537-6681
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Nevada
Atalanta Investment Company, Inc.
601 Fairview Blvd.
Incline Village, NV 89451
tel: (702) 833-1836
fax: (702) 833-1890
Preferred Investment Size: $2,000,000
Investment Policy: Equity
Investment Type: Expansion, Later Stage
Industry Preference: Technology
Geographic Preference: National
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New Jersey
CIT Group/Venture Capital, Inc.
44 Whippany Road
Morristown, NJ 07960
tel: (973) 401-6700
fax: (973) 401-6777
Preferred Investment Size: $2 to $7 Million
Investment Policy: Sub. Debt and/or Equity
Investment Type: Later Stage, Expansion, Buyouts, MBO, LBO
Industry Preference: Consumer Products/Service, Indust. Equip/Product
Geographic Preference: National
Capital Circulation Corp.
2035 Lemoine Avenue, Second Floor
Fort Lee, NJ 07024
tel: (201) 947-8637
fax: (201) 585-1965
DFW Capital Partners, L.P.
Glenpointe Center East, 5th Floor
300 Frank W. Burr Blvd.
Teaneck, NJ 07666
tel: (201) 836-2233
fax: (201) 836-5666
Preferred Investment Size: $4,000,000
Investment Policy: Equity
Investment Type: Early thru Later Stage
Industry Preference: Healthcare, Services, Diversified
Geographic Preference: National
Tappan Zee Capital Corp.
201 Lower Notch Road
Mail: P.O. Box 416
Little Falls, NJ 07424
tel: (973) 256-8280
fax: (973) 256-2841
Preferred Investment Size: $200,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage, Buyouts
Industry Preference: Diversified
Geographic Preference: Tri-state area NY
Transpac Capital Corp.
1037 Route 46 East
Clifton, NJ 07013
tel: (201) 470-8855
fax: (201) 470-8827
Preferred Investment Size: $200,000
Investment Policy: Primarily Loans
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: National
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New York
399 Venture Partners
399 Park Avenue, 14th Floor/Zone 4
New York, NY 10022
tel: (212) 559-1127
fax: (212) 888-2940
American Asian Capital Corp.
130 Water Street, Suite 6-L
New York, NY 10005
tel: (212) 422-6880
Argentum Capital Partners, LP
Daniel Raynor, Chairman
11 E 26th Street, 19th floor
New York, NY 10010
tel: (212) 949-6262
fax: (212) 949-8294
Preferred Investment Size: $500,000 to $700,000
Investment Policy: Equity, Debt w/Warrants
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
BT Capital Partners, Inc.
130 Liberty Street, 25th floor
New York, NY 10006
tel: (212) 250-8084
fax: (212) 250-7651
Preferred Investment Size: $5 to $25 Million
Investment Policy: Equity Investments
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
CIBC Wood Gundy Ventures, Inc.
425 Lexington Avenue, 9th Floor
New York, NY 10017
tel: (212) 856-3713
fax: (212) 697-1554
CMNY Capital II, L.P.
135 East 57th Street, 26th Floor
New York, NY 10022
tel: 212) 909-8432
fax: (212) 980-2630
Preferred Investment Size: $800,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: National
Chemical Venture Capital Associates
270 Park Avenue, 5th Floor
New York, NY 10017
tel: (212) 270-3220
fax: (212) 270-2327
Citicorp Venture Capital, Ltd.
399 Park Avenue, 14th Floor/Zone 4
New York, NY 10043
tel: (212) 559-1127
fax: (212) 888-2940
Preferred Investment Size: 100 Million+
Investment Type: Later Stage and Leverage Buyout
Industry Preference: Diversified
Geographic Preference: East Coast/National
East Coast Venture Capital, Inc.
241 5th Avenue, Suite 302
New York, NY 10016
Tel: (212) 686-1515
Fax: (212) 686-1131
Edwards Capital Company
Two Park Avenue, 20th Floor
New York, NY 10016
tel: (212) 686-5449
fax: (212) 213-6234
Preferred Investment Size: $50,000 to $5 Mil.
Investment Policy: Secured Loans
Investment Type: Acquisition, Expansion
Industry Preference: Transportation
Geographic Preference: New York City
Elk Associates Funding Corp.
747 Third Avenue
New York, NY 10017
tel: (212) 421-2111
fax: (212) 421-3488
Empire State Capital Corp.
170 Broadway, Suite 1200
New York, NY 10038
tel: (212) 513-1799
fax: (212) 513-1892
Preferred Investment Size: $500,000
Investment Policy: Loans or Equity Investments
Investment Type: Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Atlantic Region
Eos Partners SBIC, L.P.
320 Park Avenue
New York, NY 10022
tel: (212) 832-5800
fax: (212) 832-5805
Preferred Investment Size: $1 - $3 Million
Investment Policy: Equity and Equity Oriented Debt
Investment Type: Expansion, Later Stage
Industry Preference: Diversified, Telecomm., Info-processing, Data Services
Geographic Preference: National
Esquire Capital Corp.
69 Veterans Memorial Highway
Commack, NY 11725
tel: (631) 462-6946
fax: (631) 864-8152
Exeter Capital Partners, L.P.
10 East 53rd Street, 32nd floor
New York, NY 10022
tel: (212) 872-1170
fax: (212) 872-1198
Preferred Investment Size: $3,000,000
Investment Policy: Equity Investments
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Exim Capital Corp.
241 5th Avenue, 3rd Floor
New York, NY 10016
tel: (212) 683-3375
fax: (212) 689-4118
Preferred Investment Size: $200,000
Investment Policy: All types
Investment Type: All types
Industry Preference: Diversified
Geographic Preference: New York City
Fair Capital Corp.
210 Canal Street, Suite 611
New York, NY 10013
tel: (212) 964-2480
fax: (212) 349-9160
Preferred Investment Size: $50,000 to $100,000
Investment Policy: Secured Loans
Investment Type: Expansion
Industry Preference: Retail
Geographic Preference: New York, Tri-State
First County Capital, Inc.
135-14 Northern Blvd., 2nd Floor
Flushing, NY 11354
tel: (718) 461-1778
fax: (718) 461-1835
Preferred Investment Size: $100,000 to $300,000
Investment Policy: Loans and/or Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Manufacturing, Retail, Wholesale, Food Service
Geographic Preference: North
Flushing Capital Corp.
39-06 Union Street, Room 202
Flushing, NY 11354
tel: (718) 886-5866
fax: (718) 939-7761
Preferred Investment Size: $300,000
Investment Policy: Loans
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: New York City Area
Fundex Capital Corp.
505 Park Avenue, 19th floor
New York, NY 10022
tel: (212) 759-2690
fax: (212) 319-1976
Furman Selz SBIC, L.P.
230 Park Avenue
New York, NY 10169
tel: (212) 309-8200
fax: (212) 692-9608
Preferred Investment Size: $2 to $6 Million
Investment Policy: Equity
Investment Type: Expansion, Later Stage, No Start-ups
Industry Preference: Diversified
Geographic Preference: National
Genesee Funding, Inc.
70 Linden Oaks, 3rd Floor
Rochester, NY 14625
tel: (716) 383-5550
fax: (716) 383-5305
Preferred Investment Size: $200,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Northeast
Hanam Capital Corp.
38 West 32th Street, Suite 1512
New York, NY 10001
tel: (212) 564-5225
fax: (212) 564-5307
Preferred Investment Size: $50,000 to $200,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Northeast
IBJS Capital Corp.
One State Street, 8th Floor
New York, NY 10004
tel: (212) 858-2000
fax: (212) 858-2768
Ibero American Investors Corp.
104 Scio Street
Rochester, NY 14604
tel: (716) 262-3440
fax: (716) 262-3441
Preferred Investment Size: $500,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Nationwide
InterEquity Capital Partners, LP
225 Fifth Avenue, 17th Floor
New York, NY 10001
tel: (212) 779-2022
fax: (212) 779-2103
Preferred Investment Size: $200,000 to $5 Mil.
Investment Policy: Loans and Equity
Investment Type: All Stages
Industry Preference: Diversified
Geographic Preference: National
J.P. Morgan Investment Corp.
60 Wall Street
New York, NY 10260
tel: (212) 483-2323
Preferred Investment Size: $5 to $10 Million
Investment Policy: Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Golub Associates Inc.
230 Park Avenue, 21st Floor
New York, NY 10169
tel: (212) 750-6060
fax: (212) 750-5505
Preferred Investment Size: $2 to $3 Million
Investment Policy: Equity and Debt w/Warrants
Investment Type: Expansion
Industry Preference: Healthcare, Media, Basic Manufacturing
Geographic Preference: Mid-Atlantic
M & T Capital Corp.
One Fountain Plaza, 9th Floor
Buffalo, NY 14203
tel: (716) 848-3800
fax: (716) 848-3424
Medallion Funding Corp.
437 Madison Avenue, 38th floor
New York, NY 10022
tel: (212) 328-2110
fax: (212) 328-3125
Preferred Investment Size: $50,000 to $350,000
Investment Policy: Senior and Sub Debt w/Warrants
Investment Type: Expansion
Industry Preference: Service, Retail
Geographic Preference: Mid-Atlantic, N.East
Mercury Capital, L.P.
650 Madison Avenue
New York, NY 10022
tel: (212) 838-0888
fax: (212) 759-3897
NYBDC Capital Corp.
41 State Street
P.O. Box 738
Albany, NY 12207
tel: (518) 463-2268
fax: (518) 463-0240
Preferred Investment Size: $100,000
Investment Policy: Loans or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: New York
NatWest USA Capital Corp.
65 E 55th Street, 21st floor
New York, NY 10022
Tel: (212) 401-1330
Fax: (212) 401-1390
Needham Capital SBIC, L.P.
445 Park Avenue, 3d floor
New York, NY 10022
tel: (212) 705-0297
fax: (212) 751-1450
Preferred Investment Size: $500,000 to $1 Mil.
Investment Policy: Equity
Investment Type: Later Stage, Expansion
Industry Preference: Technology
Geographic Preference: National
Norwood Venture Corp.
1430 Broadway, Suite 1607
New York, NY 10018
tel: (212) 869-5075
fax: (212) 869-5331
Preferred Investment Size: $1,000,000
Investment Policy: Equity Oriented Debt Investment
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Paribas Principal Incorporated
787 Seventh Avenue, 32nd Floor
New York, NY 10019
tel: (212) 841-2000
fax: (212) 841-2146
Preferred Investment Size: $1.5 to $5 Million
Investment Policy: Equity Only
Investment Type: Expansion, Later Stage
Industry Preference: Healthcare, Media, Business Services, Mfg.
Geographic Preference: National
Pierre Funding Corp.
805 Third Avenue, 6th Floor
New York, NY 10022
tel: (212) 888-1515
fax: (212) 688-4252
Preferred Investment Size: $100,000 to $500,000
Investment Policy: Collateralized Loans
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: East Coast
Prospect Street NYC Discovery Fund, L.P.
10 E 40th Street, 44th floor
New York, NY 10016
tel: (212) 490-0480
fax: (212) 448-9652
Pyramid Ventures, Inc.
130 Liberty Street, 31th Floor
New York, NY 10006
tel: (212) 250-9571
fax: (212) 250-7651
Preferred Investment Size: $10,000,000
Investment Policy: Equity Investments
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Sterling Commercial Capital, Inc.
175 Great Neck Road--Suite 408
Great Neck, NY 11021
tel: (516) 482-7374
fax: (516) 487-0781
Preferred Investment Size: $500,000
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Northeast Region
Triad Capital Corp. of New York
305 Seventh Avenue, 20th Floor
New York, NY 10001
tel: (212) 243-7360
fax: (212) 243-7647
Trusty Capital Inc.
350 Fifth Avenue, Suite 2026
New York, NY 10118
tel: (212) 736-7653
fax: (212) 629-3019
Preferred Investment Size: $200,000
Investment Policy: Loans and/or Equity
Investment Type: Seed, Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Regional
UBS Capital, Inc.
299 Park Avenue
New York, NY 10171
tel: (212) 821-6490
fax: (212) 821-6333
Winfield Capital Corp.
237 Mamaroneck Avenue
White Plains, NY 10605
tel: (914) 949-2600
fax: (914) 949-7195
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North Carolina
Blue Ridge Investors Ltd. Partnership
300 North Greene Street
Suite 2100
Greensboro, NC 27401
tel: (910) 370-0576
fax: (910) 274-4984
First Union Capital Partners, Inc.
One First Union Center, 12th floor
301 South College Street
Charlotte, NC 28288
tel: (704) 374-4791
fax: (704) 374-6711
Preferred Investment Size: $5-$30 Mil
Investment Policy: Equity and Subordianted Debt
Investment Type: Expansion, Later Stage
Industry Preference: Media/Communications, Retail & Consumer, Health, Telecommunication
Geographic Preference: National
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North Dakota
North Dakota SBIC, L.P.
51 Broadway, Suite 500
Fargo, ND 58102
Tel: (701) 298-0003
Fax: (701) 293-7819
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Ohio
Banc One Capital Partners Corp.
(Main Office: Dallas, TX)
150 East Gay street, 24th floor
Columbus, OH 43215
Clarion Capital Corp.
Ohio Savings Plaza
1801 East 9th Street, Suite 510
Cleveland, OH 44114
tel: (216) 687-8941
fax: (216) 694-3545
Preferred Investment Size: $250,000 to $1 Mil.
Investment Policy: Equity Investment
Investment Type: Expansion, Later Stage
Industry Preference: Diversified, Technology Related
Geographic Preference: Mid-West, National
Enterprise Ohio Investment Company
8 North Main Street
Dayton, OH 45402
tel: (937) 226-0457
fax: (937) 222-7035
Preferred Investment Size: $50,000 to $100,000
Investment Policy: Equity Loan Investments
Investment Type: Expansion, Later Stage, Franchise
Industry Preference: Diversified
Geographic Preference: Southwest Ohio
Key Equity Capital Corp.
127 Public Square, 28th floor
Cleveland, OH 44114
tel: (216) 689-5776
fax: (216) 689-3204
Preferred Investment Size: $2,000,000
Investment Policy: Willing to make Equity Invest.
Investment Type: Later Stage
Industry Preference: Diversified
Geographic Preference: National
National City Capital Corp.
1965 East Sixth Street, Suite 1010
Cleveland, OH 44114
tel: (216) 575-2491
fax: (216) 575-9965
Preferred Investment Size: $1 to $10 Million
Investment Policy: Equity
Investment Type: Expansion, Later Stage, Buyouts
Industry Preference: Diversified, Business Services, Manufacturer, Distribution, Consumer Products, Retail
Geographic Preference: Mid-West
River Cities Capital Fund L.P.
221 East Fourth Street, Suite 1900
Cincinnati, OH 45202
tel: (513) 621-9700
fax: (513) 579-8939
Preferred Investment Size: $1.5 to $4 Mil.
Investment Policy: Equity Investments
Investment Type: Early Stage, Expansion, Later Stage, Acquisition
Industry Preference: Diversified
Geographic Preference: OH, KY, IN, Midwest, Southeast
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Oklahoma
Davis Tutle Venture Partners
320 South Boston Road
One Williams Center, Suite 2000
Tulsa, OK 74103
tel: (918) 584-3581
fax: (918) 582-3404
Preferred Investment Size: $1-$3 Mil.
Investment Policy: Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Southwest/Southcentral
BancFirst Investment Corp.
101 North Broadway
Mail: P.O. Box 26788
Oklahoma City, OK 73126
tel: (405) 270-1000
fax: (405) 270-1089
Preferred Investment Size: up to $500,000
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion
Industry Preference: Diversified
Geographic Preference: Oklahoma
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Oregon
Northern Pacific Capital Corp.
937 S.W. 14th Street, Suite 200
Mail: P.O. Box 1658
Portland, OR 97207
tel: (503) 241-1255
fax: (503) 299-6653
Preferred Investment Size: $150,000 to $225,000
Investment Policy: Sub. Debt w/ Warrants
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Pacific Northwest
Shaw Venture Partners III, L.P.
400 Southwest Sixth Avenue, Suite 1100
Portland, OR 97204
tel: (503) 228-4884
fax: (503) 227-2471
Preferred Investment Size: $2 to $4 Million
Investment Policy: Equity
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Diversified
Geographic Preference: Intermountain - West
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Pennsylvania
Meridian Venture Partners
Raymond R. Rafferty, General Partner
The Fidelity Court Building
259 Radnor-Chester Road, Suite 140
Radnor, PA 19087
tel: (610) 254-2999
fax: (610) 254-2996
Preferred Investment Size: $1 to $5 Million
Investment Policy: Equity Only
Investment Type: Later Stage
Industry Preference: Diversified
Geographic Preference: Mid-Atlantic, National
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Rhode Island
Domestic Capital Corp.
815 Reservoir Avenue
Cranston, RI 02910
tel: (401) 946-3310
fax: (401) 943-6708
Preferred Investment Size: $300,000
Investment Policy: Loans
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: Regional
Navis Partners Inc.
50 Kennedy Plaza, 12th floor
Providence, RI 02903
tel: (401) 278-6770
fax: (401) 278-6387
Preferred Investment Size: 20+ Mil.
Investment Policy: Equity
Investment Type: Leverage Buyouts, Expansion
Industry Preference: Media/Communications, Healthcare, Printing, Mfg, Information, Business Services, Consumer
Geographic Preference: National
Moneta Capital Corp.
285 Governor Street
Providence, RI 02906
tel: (401) 454-7500
fax: (401) 455-3636
Preferred Investment Size: $100,000 to $400,000
Investment Policy: Asset Based Lender
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: New England
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Tennessee
Equitas, L.P.
2000 Glen Echo Road, Suite 100
Mail: P.O. Box 158838
Nashville, TN 37215
tel: (615) 383-8673
fax: (615) 383-8693
International Paper Cap. Formation, Inc.
International Place II
6400 Poplar Avenue
Memphis, TN 38197
tel: (901) 763-6282
fax: (901) 763-6076
Preferred Investment Size: $40,000 to $300,000
Investment Policy: Loans and Equity
Investment Type: Expansion and Later Stage
Industry Preference: Diversified
Geographic Preference: National
Pacific Capital, L.P.
Two International Plaza, Suite 200
Nashville, TN 37217
Tel: (615) 367-0770
Fax: (615) 367-1771
Finova Capital Corp.
500 Church Street, Suite 200
Nashville, TN 37219
tel: (615) 256-0701
fax: (615) 726-1208
Preferred Investment Size: $1 to $3 Million
Investment Policy: Senior/Sub Debt with Warrants
Investment Type: Expansion - No Start Ups
Industry Preference: Diversified
Geographic Preference: National
Valley Capital Corp.
Suite 212, Krystal Building
100 W. Martin Luther King Blvd.
Chattanooga, TN 37402
tel: (615) 265-1557
fax: (615) 265-1588
West Tennessee Venture Capital Corp.
5 North Third Street
Memphis, TN 38103
tel: (901) 522-9237
fax: (901) 527-6091
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Texas
Alliance Enterprise Corp.
2435 North Central Expressway, Suite 200
Richardson, TX 75080
tel: (214) 991-1597
fax: (214) 991-1647
Preferred Investment Size: $2-$3 Mil.
Investment Policy: Loans and/or Equity
Investment Type: Early Stage, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Mostly Southwest
Capital Southwest Venture Corp.
12900 Preston Road, Suite 700
Dallas, TX 75230
tel: (972) 233-8242
fax: (972) 233-7362
Preferred Investment Size: $1 to $6 Million
Investment Policy: Prefer Equity-Type Investments, subordinated debt, loan
Investment Type: Seed, Early, Expansion, Later Stages
Industry Preference: Mfg., Retail, Technology - NO Real Estate
Geographic Preference: National
The Catalyst Fund, Ltd.
Three Riverway, Suite 1710
Houston, TX 77056
tel: (713) 623-8133
fax: (713) 623-0473
Preferred Investment Size: $500,000 to 1 Mil.
Investment Policy: Loans with Warrants
Investment Type: Expansion, Acquision, Recap, Later
Industry Preference: Diversified
Geographic Preference: National
Chen's Financial Group, Inc.
10101 Southwest Freeway, Suite 370
Houston, TX 77074
tel: (713) 772-8868
fax: (713) 772-2168
Preferred Investment Size: $450,000
Investment Policy: Both Loans and/or Equity
Investment Type: Seed, Acquisition
Industry Preference: Hotel/Motel, Retail
Geographic Preference: Houston, TX National
HCT Capital Corp.
4916 Camp Bowie Boulevard
Suite 200
Fort Worth, TX 76107
tel: (817) 763-8706
fax: (817) 377-8049
Preferred Investment Size: $250,000
Investment Policy: Loans and/or Equity
Investment Type: All Stages
Industry Preference: Health
Geographic Preference: Southwest
Houston Partners, SBIP
1240 Blalock Road, Suite 200
Houston, TX 77055
tel: (713) 222-8600
fax: (713) 222-8932
Preferred Investment Size: $500,000
Investment Policy:
Investment Type: Later Stage
Industry Preference: Medical, Enviromental, Infomation Technology
Geographic Preference: Sunbelt
MESBIC Ventures, Inc.
2435 North Central Expressway, Suite 200
Richardson, TX 75080
tel: (972) 991-1597
fax: (972) 991-1647
Preferred Investment Size: $1-$3 Mil.
Investment Policy: Loans and/or Equity
Investment Type: Buyouts, Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: Mostly Southwest
Mapleleaf Capital Ltd.
Three Forest Plaza, Suite 935
12221 Merit Drive
Dallas, TX 75251
tel: (214) 239-5650
fax: (214) 701-0024
Preferred Investment Size: $1,000,000
Investment Policy: Equity or Equity Related
Investment Type: Expansion, Later Stage
Industry Preference: Diversified, No Real Estate, Oil, Gas
Geographic Preference: Southwest, West
North Texas MESBIC, Inc.
12770 Coit Road, Suite 240
Dallas, TX 75251
tel: (214) 991-8060
fax: (214) 991-8061
Preferred Investment Size: $150,000
Investment Policy: Loans
Investment Type: Early Stage, Expansion
Industry Preference: Retail, Wholesalers and Distributors
Geographic Preference: State of Texas
PMC Investment Corp.
17290 Preston Road, Suite 300
Dallas, TX 75252
tel: (214) 380-0044
fax: (214) 380-1371
Preferred Investment Size: $1.5 Million
Investment Policy: Secured Lender
Investment Type: All Stages including Start-ups
Industry Preference: Diversified - Specializing in motel & franchise
Geographic Preference: National
SBIC Partners, L.P.
201 Main Street, Suite 2302
Fort Worth, TX 76102
tel: (714) 729-3222
fax: (714) 729-3226
Preferred Investment Size: $2-$10 Mil.
Investment Policy: Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: National
Stratford Capital Partners, L.P.
200 Crescent Court, Suite 1650
Dallas, TX 75201
tel: (214) 740-7377
fax: (214) 740-7340
Preferred Investment Size: $2 to $9 Million
Investment Policy: Equity, Sub Debt with Equity
Investment Type: Expansion, Later Stage, Acquision
Industry Preference: Manufacturing, Distribution, Diverisifed
Geographic Preference: National
United Oriental Capital Corp.
908 Town & Country Blvd., Suite 310
Houston, TX 77024
tel: (713) 461-3909
fax: (713) 465-7559
Preferred Investment Size: $200,000
Investment Policy: Loans or Equity Investments
Investment Type: Early Stage
Industry Preference: Diversified
Geographic Preference: Texas
Victoria Capital Corp.
c/o Wells Fargo
16416 San Pedro
San Antonio, TX 78232
Tel: (210) 856-8804
Fax: (210) 856-8848
Western Financial Capital Corp.
17290 Preston Road, Suite 300
Dallas, TX 75252
tel: (214) 380-0044
fax: (214) 380-1371
Preferred Investment Size: $500,000
Investment Policy: Secure Lender
Investment Type: All Stages including Start-ups
Industry Preference: Diversified - Specializing in Motel & Franchise
Geographic Preference: National
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Utah
First Security Bus. Investment Corp.
79 South Main Street, Suite 800
Salt Lake City, UT 84111
tel: (801) 246-5737
fax: (801) 246-5424
Preferred Investment Size: $500,000 to $1 Mil.
Investment Policy: Loans and/or Equity
Investment Type: Expansion, Later Stage
Industry Preference: Diversified
Geographic Preference: West/Mid-West
Wasatch Venture Corp.
1 South Main Street
Suite 1400
Salt Lake City, UT 84133
tel: (801) 524-8939
fax: (801) 524-8941
Preferred Investment Size: $500,000
Investment Policy: Equity and Debt
Investment Type: Early Stage
Industry Preference: High Technology
Geographic Preference: West, Midwest, Rocky
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Vermont
Green Mountain Capital, L.P.
RR 1, Box 1503
Waterbury, VT 05676
tel: (802) 244-8981
fax: (802) 244-8990
Preferred Investment Size: $500,000
Investment Policy: Subordinated Debt, Equity
Investment Type: Expansion
Industry Preference: Diversified
Geographic Preference: Northeast
Queneska Capital Corp.
123 Church Street
Burlington, VT 05401
tel: (802) 865-1806
fax: (802) 865-1891
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Virginia
Continental SBIC
4141 N. Henderson Road, Suite 8
Arlington, VA 22203
tel: (703) 527-5200
fax: (703) 527-3700
East West United Investment Company
1568 Spring Hill Road, Suite 100
McLean, VA 22102
tel: (703) 442-0150
fax: (703) 442-0156
Walnut Capital Corp.
(Main Office: Chicago, IL)
8000 Tower Crescent Drive, Suite 1070
Vienna, VA 22182
tel: (703) 448-3771
fax: (703) 448-7751
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West Virginia
Anker Capital Corp.
208 Capital Street, Suite 300
Charleston, WV 25301
tel: (304) 344-1794
fax: (304) 344-1798
Preferred Investment Size: $500,000
Investment Policy: Combination of Debt and Equity
Investment Type: Expansion, Early Stage, Spin-Off
Industry Preference: Mfg., Wood Products, Computer Industry
Geographic Preference: WV, OH, PA, VA, MD
Shenandoah Venture Capital L.P.
208 Capital Street, Suite 300
Charleston, WV 25301
tel: (304) 344-1796
fax: (304) 344-1798
WestVen Limited Partnership
208 Capitol Street, Suite 300
Charleston, WV 25301
tel: (304) 344-1794
fax: (304) 344-1798
Preferred Investment Size: $500,000
Investment Policy: Combination of Debt and Equity
Investment Type: Expansion, Early Stage, Spin-Off
Industry Preference: Mfg., Wood Products, Computer Industry
Geographic Preference: WV, OH, PA, VA, MD
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Wisconsin
Capital Investments, Inc.
1009 W Glen Oaks Lane, Suite 103
Mequon, WI 53092
tel: (414) 241-0303
fax: (414) 241-8451
Preferred Investment Size: $500,000 to $1 M
Investment Policy: Subordinated debt with Warrant
Investment Type: Expansion, Later Stage
Industry Preference: Manufacturing and value-added distributors
Geographic Preference: Mid-west, National
Future Value Ventures, Incorporated
Plaze East Office Center, Suite 711
330 East Kibourn Ave.
Milwaukee, WI 53203
tel: (414) 278-0377
fax: (414) 278-7321
Preferred Investment Size: $100,000 to $300,000
Investment Policy: Loans with Equity features
Investment Type: Expansion, Later Stage
Industry Preference: Diversified, Manufacturing, Value-added Distribution
Geographic Preference: Midwest, National
M & I Ventures Corp.
770 North Water Street
Milwaukee, WI 53202
tel: (414) 765-7910
fax: (414) 765-7850
Preferred Investment Size: $2 to $3 Million
Investment Policy: Debt, Equity Securities
Investment Type: Expansion, Later Stage
Industry Preference: Diversified, Mfg., Medical, Business Services
Geographic Preference: Mid-West
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